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Office of the Inspector General
 

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Audit Reports: Fiscal Year 2012

 

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Agency Date Report
FinCEN​ 9/27/2012 OIG-12-077 TERRORIST FINANCING/MONEY LAUNDERING: FinCEN’s BSA IT Modernization Program Is Meeting Milestones, But Oversight Remains Crucial​
DO​ 9/27/2012 OIG-12-076 INFORMATION TECHNOLOGY: Treasury's Security Management of TNet Needs Improvement​
OCC​ 9/26/2012 OIG-12-075 Status of the Transfer of Office of Thrift Supervision Functions
BPD​ 9/19/2012 OIG-12-074 Report on the Bureau of the Public Debt Trust Funds Management Branch's Description of its Trust Funds Management Processing Services and the Suitability of the Design and Operating Effectiveness of its Controls for the Period August 1, 2011 to July 31, 2012​
BPD​ 9/19/2012 OIG-12-073 Report on the Bureau of the Public Debt Federal Investments Branch's Description of its Investment/Redemption Services and the Suitability of the Design and Operating Effectiveness of its Controls for the Period August 1, 2011 to July 31, 2012​
DO​​ 9/14/2012 OIG-12-078 INFORMATION TECHNOLOGY: Sufficient Protections Were In Place for Departmental Offices’ Network and Systems​
DO​ ​9/12/2012 ​OIG-12-072 INFORMATION TECHNOLOGY: Fiscal Year 2012 Audit of Treasury's Federal Information Security Management Act Implementation for Its Intelligence Systems. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.
FMS​ 9/10/2012 ​OIG-12-071 GOVERNMENT-WIDE FINANCIAL MANAGEMENT: The Financial Management Service Implemented Corrective Actions for Private Collection Agencies
OCC​ 8/31/2012 ​OIG-12-070 SAFETY AND SOUNDESS: Review of OCC Community Bank Examination and Appeals Processes
DO​ 8/23/2012 ​OIG-12-069 RECOVERY ACT: Audit of Moraine Wind II LLC Payment Under1603 Program
BPD 8/17/2012 OIG-12-068 Report on the Bureau of the Public Debt Administrative Resource Center's Description of it Financial Management Services and the Suitability of the Design and Operating Effectiveness of its Controls for the Period July 1, 2011 to June 30, 2012​
OCC​ 8/7/2012 ​OIG-12-067 SAFETY AND SOUNDNESS: Failed Bank Review of Carolina Federal Savings Bank, Charleston, South Carolina
OCC​ 8/7/2012 ​OIG-12-066 SAFETY AND SOUNDNESS: Failed Bank Review of Security Bank, National Association, North Lauderdale, Florida
CDFI​ 8/3/2012 OIG-12-065 RECOVERY ACT: The Community Development Financial Institutions Fund Should Revise Policies and Procedures to Clarify Eligibility Reviews Under the New Markets Tax Credit Program​
DO​ 8/2/2012 OIG-12-064 RECOVERY ACT: Audit of Grand Ridge Energy III LLC Payment Under 1603 Program​
DO​ 8/2/2012 OIG-12-063 RECOVERY ACT: Audit of Grand Ridge Energy II LLC Payment Under 1603 Program​
DO​ 8/1/2012 OIG-12-062 RECOVERY ACT: Audit of Panther Creek Wind Farm III Payment Under 1603 Program​
DO​ 7/31/2012 ​OIG-12-061 Treasury’s Financial Agent Selection Process for the Agency Mortgage Backed Securities Purchase Program Was Not Fully Documented
OCC 7/26/2012 OIG-12-060 SAFETY AND SOUNDNESS: Failed Bank Review of Plantation Federal Bank​
OCC​ 7/20/2012 ​OIG-12-059 SAFETY AND SOUNDNESS: Failed Bank Review of Charter National Bank and Trust, Hoffman Estates, Illinois
OCC​ 7/12/2012 ​OIG-12-058 SAFETY AND SOUNDNESS: Failed Bank Review of Fort Lee, Federal Savings Bank
OFR​ 6/27/2012 ​OIG-12-057 DODD-FRANK ACT: Treasury Has Made Progress to Stand-up the Office of Financial Research
OCC 6/18/2012 ​OIG-12-056 SAFETY AND SOUNDNESS: Failed Bank Review of Home Savings of America, Little Falls, Minnesota
OCC​ 6/7/2012 OIG-12-055 SAFETY AND SOUNDNESS: In-Depth Review of the First National Bank of Davis, Davis, Oklahoma​
OCC​ 5/31/2012 ​OIG-12-054 SAFETY AND SOUNDNESS: OCC’s Supervision of National Bank’s Foreclosure Practices
OCC​ 5/24/2012 OIG-12-053 SAFETY AND SOUNDNESS: Failed Bank Review of American Eagle Savings Bank, Boothwyn, Pennsylvania​
FMS​ 5/11/2012 OIG-12-052 INFORMATION TECHNOLOGY: Financial Management Service Successfully Demonstrated Recovery Capability for Treasury Web Application Infrastructure​
OCC​ 5/9/2012 OIG-12-051 SAFETY AND SOUNDNESS: Failed Bank Review of SCB Bank
OCC​ 4/12/2012 ​OIG-12-050 SAFETY AND SOUNDNESS: Material Loss Review of Integra Bank, National Association
OCC​ 4/5/2012 OIG-12-049 SAFETY AND SOUNDESS: Failed Bank Review of Western National Bank​
DO​ 4/3/2012 OIG-12-048 Consultation on Solyndra Loan Guarantee Was Rushed
FinCEN​ 3/26/2012 ​OIG-12-047 TERRORIST FINANCING/MONEY LAUNDERING: FinCEN’s BSA IT Modernization Program Is on Schedule and Within Cost, But Requires Continued Attention to Ensure Successful Completion
OCC​ 3/21/2012 ​OIG-12-046 Status of the Transfer of Office of Thrift Supervision Functions
OCC​ 3/21/2012 OIG-12-045 SAFETY AND SOUNDESS: Material Loss Review of Lydian Private Bank
DO​ 3/15/2012 ​OIG-12-044 The Department of the Treasury Was Not in Compliance With the Improper Payments Elimination and Recovery Act for Fiscal Year 2011
OCC 3/1/2012 OIG-12-043 SAFETY AND SOUNDNESS: Reviews of Failed National Banks Owned by First Bank of Oak Park Corporation​
OCC​ 2/27/2012 OIG-12-042 SAFETY AND SOUNDNESS: Material Loss Review of Pacific Coast National Bank, San Clemente, California​
OCC​ 2/14/2012 OIG-12-041 SAFETY AND SOUNDNESS: Material Loss Review of First National Bank of Georgia​
OCC​ 2/7/2012 ​OIG-12-040 SAFETY AND SOUNDNESS: Material Loss Review of Republic Federal Bank, N.A.
OCC​ 1/31/2012 OIG-12-039 SAFETY AND SOUNDESS: Material Loss Review of Riverside National Bank of Florida​
BEP​ 1/24/2012 OIG-12-038 BILL MANUFACTURING: Improved Planning and Production Oversight Over NexGen $100 Note Is Critical​
OCC​ 1/24/2012 OIG-12-037 SAFETY AND SOUNDESS: Material Loss Review of Corus Bank, N.A.​
OCC​ 1/11/2012 OIG-12-036 SAFETY AND SOUNDNESS: In-Depth Review of Unity National Bank​
OCC​ 12/28/2011 ​OIG-12-035 SAFETY AND SOUNDNESS: Material Loss Review of Amcore Bank, N.A.
TTB​ 12/21/2011 OIG-12-034 Audit of the Alcohol and Tobacco Tax & Trade Bureau's Fiscal Years 2011 and 2010 Financial Statements​
OCC​ 12/20/2011 OIG-12-033 SAFETY AND SOUNDNESS: Failed Bank Review of First National Bank of Olathe, Olathe, Kansas​
BEP​ 12/19/2011 ​​OIG-12-032 Management Letter for the Audit of the Bureau of Engraving and Printing's Fiscal Years 2011 and 2010 Financial Statements 
BEP​ 12/19/2011 ​OIG-12-030 Audit of the Bureau of Engraving and Printing's Fiscal Years 2011 and 2010 Financial Statements 
DO​ 12/16/2011 OIG-12-031 Management Letter for the Audit of the Office D.C. Pensions' Fiscal Years 2011 and 2010 Financial Statements​​
DO​ 12/16/2011​
OIG-12-029 KPMG LLC, the auditor under contract having performed the audits of the Office of D.C. Pension’s (ODCP) consolidated financial statements as of and for the years ended 2010, 2011, and 2012, has withdrawn its opinions on those respective consolidated financial statements. Accordingly, we have removed the auditors’ reports from the OIG website.
On May 28, 2014, KPMG LLC issued an unmodified opinion on ODCP’s consolidated financial statements as of and for the fiscal year ended September 30, 2013 and 2012 (OIG-14-037; issued June 2, 2014). In its report on these consolidated financial statements, KPMG LLP stated, as an emphasis of matter: “As discussed in Notes 1p and 11 to the consolidated financial statements, the 2012 consolidated financial statements have been restated to correct a material misstatement. As a result, our previously issued independent auditors' reports on the 2010, 2011 and 2012 consolidated financial statements dated December 6, 2010, December 5, 2011, and December 12, 2012, have been withdrawn.  Our opinion is not modified with respect to this matter.”
If you have any questions regarding the auditors’ reports, contact OIG Office of Audit at (202) 927-5400.
OCC​ 12/16/2011 OIG-12-028 Management Letter for the Audit of the Comptroller of the Currency's Fiscal Years 2011 and 2010 Financial Statements​
OCC​ 12/16/2011 OIG-12-027 Audit of the Comptroller of the Currency's Fiscal Years 2011 and 2010 Financial Statements​
FMS​ ​12/13/2011 ​OIG-12-026 Management Report for the Audit of the Financial Management Service's Fiscal Years 2011 and 2010 Schedules of Non-Entity Assets, Non-Entity Costs and Custodial Revenue. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.
FMS ​12/9/2011 ​OIG-12-025 Management Report for the Audit of the Financial Management Service's Fiscal Years 2011 and 2010 Schedules of Non-Entity Government-wide Cash. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.
FinCEN​ 12/8/2011 ​OIG-12-024 Audit of the Financial Crimes Enforcement Network's Fiscal Years 2011 and 2010 Financial Statements
ESF​ 12/7/2011 OIG-12-023 Audit of the Exchange Stabilizations Fund's Fiscal Years 2011 and 2010 Financial Statements​
DO​ 12/6/2011 OIG-12-022 Management Letter for the Audit of the Department of the Treasury Forfeiture Fund's Fiscal Years 2011 and 2010 Financial Statements
DO​ 12/6/2011 OIG-12-021 Audit of the Department of the Treasury Forfeiture Fund's Fiscal Years 2011 and 2010 Financial Statements​
Mint​ 12/5/2011 OIG-12-020 Management Letter for the Audit of the United States Mint's Fiscal Years 2011 and 2010 Financial Statements​​
Mint 12/5/2011 OIG-12-019 Audit of the United States Mint's Fiscal Years 2011 and 2010 Financial Statements​
Mint​ 11/22/2011 OIG-12-018  COIN MANUFACTURING: Mint's Coin Exchange Program Lacked Proper Controls​
OCC​ 11/16/2011 OIG-12-017  SAFETY AND SOUNDNESS: Material Loss Review of Superior Bank​
DO​ 11/15/2011 OIG-12-016 Audit of the Department of the Treasury’s Special-Purpose Financial Statements for Fiscal Years 2011 and 2010​
DO​ 11/15/2011 ​OIG-12-015 Audit of the Department of the Treasury's Fiscal Years 2011 and 2010 Financial Statements
FMS​ 11/15/2011 OIG-12-014 Audit of the Financial Management Service's Fiscal Years 2011 and 2010 Schedules of Non-Entity Assets, Non-Entity Costs and Custodial Revenue​
FMS​ 11/15/2011 OIG-12-012 Audit of the Financial Management Service's Fiscal Years 2011 and 2010 Schedules of Non-Entity Government-Wide Cash​
CDFI​ 11/15/2011 OIG-12-011 Audit of the Community Development Financial Institutions Fund's Fiscal Years 2011 and 2010 Financial Statements​
FFB​ 11/15/2011 ​OIG-12-010 Management Letter for the Audit of the Federal Financing Bank's Fiscal Years 2011 and 2010 Financial Statements
FFB​ 11/15/2011 OIG-12-009 Audit of the Federal Financing Bank's Fiscal Years 2011 and 2010 Financial Statements​
DO​ 11/10/2011 OIG-12-008 INFORMATION TECHNOLOGY: The Department of the Treasury Federal Information Security Management Act Fiscal Year 2011 Audit​​
OCC​ 11/9/2011 OIG-12-007  SAFETY AND SOUNDNESS: Failed Bank Review of BankMeridian, National Association​
DO​ ​11/9/2011 ​OIG-12-006 INFORMATION TECHNOLOGY: Fiscal Year 2011 Audit of Treasury's Federal Information Security Management Act Implementation for its Collateral National Security Systems.  If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
OCC​ 11/9/2011 OIG-12-005 SAFETY AND SOUNDNESS: Failed Bank Review of First Southern National Bank​
OCC​ 11/9/2011 ​OIG-12-004  SAFETY AND SOUNDNESS:  Failed Bank Review of the First National Bank of Florida.​
BPD​ 11/5/2011 OIG-12-003 FINANCIAL MANAGEMENT: Report on the Bureau of the Public Debt Trust Fund Management Branch Schedules for Selected Trust Funds as of and for the Year Ended September 30, 2011​
Mint​ 10/21/2011 OIG-12-002  Audit of the United States Mint's Schedule of Custodial Deep Storage Gold and Silver Reserves as of September 30, 2011 and 2010​
 OTS 10/17/2011 OIG-12-001  Audit of the Office of Thrift Supervision's Financial Statements for the Periods October 1, 2010 through July 20, 2011 and October 1, 2009 through September 30, 2010
Last Updated: 10/8/2014 7:40 AM
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COUNCIL OF INSPECTORS GENERAL ON FINANCIAL OVERSIGHT
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The Council of Inspectors General on Financial Oversight was established by the Dodd–Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203). Council members share information about their ongoing work, with a focus on concerns that may apply to the broader financial sector and ways to improve financial oversight. The Council is made of nine financial regulatory agency Inspectors General and is chaired by Eric Thorson, Inspector General, U.S. Department of Treasury.

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