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Doing Business with OFS


Please select content within Financial Agency Agreements:

Financial Agent Authority | Procurement Contracts under the Federal Acquisition Regulation

The National Bank Acts of 1863 and 1864 grant Treasury the authority to retain financial agents to provide services on its behalf. Financial agents act on behalf of the Government during the performance of their duties under an agent-principal relationship with Treasury. Financial agents have the fiduciary obligation to protect the interests of the United States. Financial Agency Agreements (FAA) entered into by Treasury do not constitute procurement contracts under the purview of Federal Acquisition Regulations. The Secretary of the Treasury has designated financial institutions to support the implementation of the EESA, including banks, savings associations, credit unions, security brokers or dealers, insurance companies, and other entities to serve as Treasury's financial agents.

Name Agent Agreement Date of Award Obligated Value Performance Through
AllianceBernstein L.P. TOFA-09-FAA-0005 04/21/2009 $51,457,780.99 04/20/2018
Houlihan Lokey Capital, Inc. TOFA-12-FAA-0001 11/29/2011 $13,175,000.00 11/30/2014
Paradigm Asset Management Co., LLC TOFA-10-FAA-0006 12/22/2009 $4,524,229.81 04/20/2018
The Bank of New York Mellon TOFA-09-FAA-0001 10/14/2008 $59,496,769.18 10/14/2015
The Federal Home Loan Mortgage Corporation (Freddie Mac) TOFA-09-FAA-0003 02/18/2009 $329,446,199.33 02/17/2019
The Federal National Mortgage Association (Fannie Mae) TOFA-09-FAA-0002 02/18/2009 $474,248,013.01 02/17/2019
Name Agent Agreement Date of Award Obligated Value Performance Through
Avondale Investments, LLC TOFA-10-FAA-0001 12/22/2009 $772,657.00 05/17/2011
Bell Rock Capital, LLC TOFA-10-FAA-0002 12/22/2009 $2,815,291.58 03/31/2014
Citigroup Global Markets Inc. TOFA-14-FAA-0001 01/09/2014 $24,945,938.00 02/09/2014
Citigroup Global Markets, Inc. TOFA-13-FAA-0001 01/14/2013 $3,001,000.00 11/26/2013
EARNEST Partners TOFA-09-FAA-0004 03/16/2009 $2,947,780.22 01/31/2012
FSI Group, LLC TOFA-09-FAA-0006 04/21/2009 $27,438,002.95 03/31/2014
Greenhill & Co. LLC TOFA-12-FAA-0002 02/07/2012 $1,680,000.00 12/17/2012
Greenhill & Co., LLC TOFA-11-FAA-0001 11/18/2010 $6,139,166.67 12/09/2011
J.P. Morgan Securities LLC TOFA-13-FAA-0002 01/14/2013 $3,001,000.00 12/11/2013
KBW Asset Management, Inc. TOFA-10-FAA-0004 12/22/2009 $4,937,432.97 01/26/2011
Lazard Freres & Co. LLC TOFA-13-FAA-0003 01/16/2013 $1,500,000.00 11/26/2013
Lazard Freres & Co. LLC TOFA-13-FAA-0004 01/16/2013 $4,500,000.00 05/05/2014
Lazard Fréres & Co. LLC TOFA-10-FAA-0009 05/17/2010 $22,991,129.02 12/31/2012
Lombardia Capital Partners, LLC TOFA-10-FAA-0005 12/22/2009 $3,217,866.15 02/21/2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated(Bank of America) TOFA-14-FAA-0002 01/09/2014 $16,630,625.00 02/09/2014
Morgan Stanley & Co. Incorporated TOFA-10-FAA-0008 03/29/2010 $16,685,290.00 01/25/2011
Perella Weinberg Partners LP TOFA-11-FAA-0002 01/18/2011 $5,542,473.12 01/18/2012
Piedmont Investment Advisors, LLC TOFA-09-FAA-0007 04/21/2009 $12,896,927.34 03/31/2014
Raymond James (f/k/a Howe Barnes Hoefer) TOFA-10-FAA-0003 12/22/2009 $3,556,161.95 09/17/2013