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Audit Reports: Fiscal Year 2013

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Sorted by Date
Agency Date Report
DO​ 9/27/2013 OIG-13-055 GENERAL MANAGEMENT: Treasury Has Policies and Procedures to Safeguard Classified Information But Implementation Needs to Be Improved​
OCC​ 9/26/2013 ​OIG-13-054 Status of the Transfer of Office of Thrift Supervision Functions
​FinCEN 9/25/2013 ​OIG-13-053 TERRORIST FINANCING/MONEY LAUNDERING: FinCEN’s BSA IT Modernization Program Was within Budget and on Schedule But Users Suggest Enhancements
​RESTORE 9/24/2013 ​OIG-13-052 RESTORE ACT: Treasury Needs to Establish Procedures to Expend and Invest Gulf Coast Restoration Trust Fund Monies
BFS​ 9/23/2013 OIG-13-051 Report on the Bureau of the Fiscal Service Federal Investments Branch’s Description of its Investment/Redemption Services and the Suitability of the Design and Operating Effectiveness of its Controls for the Period August 1, 2012 to July 31, 2013​
BFS​ 9/23/2013 ​OIG-13-050 Report on the Bureau of the Fiscal Service Trust Funds Management Branch’s Description of its Trust Funds Management Processing Services and the Suitability of the Design and Operating Effectiveness of its Controls for the Period August 1, 2012
OCC​ 9/9/2013 OIG-13-049 SAFETY AND SOUNDNESS: Improvement Needed in OCC’s Oversight of Foreclosure Related Consent Orders​
DO​​ ​8/28/2013
OIG-CA-13-009  Treasury Classified Program. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
DO​ 8/28/2013​
OIG-13-048 INFORMATION TECHNOLOGY: Fiscal Year 2013 Audit of Treasury's Federal Information Security Management Act Implementation for Its Intelligence Systems. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
BFS​ 8/27/2013 OIG-13-047 Report on the Bureau of the Fiscal Service’s Administrative Resource Center Description of its Financial Management Services and the Suitability of the Design and Operating Effectiveness of its Controls for the Period July 1, 2012 to June 30, 2013​
BEP​ 8/13/2013 ​OIG-13-046 GENERAL MANAGEMENT: BEP’s Administration of the Burson-Marsteller Public Education and Awareness Contract Was Deficient
OCC​ 7/31/2013 OIG-13-045 SAFETY AND SOUNDNESS: Failed Bank Review of First Federal Bank, Lexington, Kentucky​
OCC​ 7/2/2013 OIG-13-043 SAFETY AND SOUNDNESS: Failed Bank Review of First East Side Savings Bank, Tamarac, Florida​
CDFI​ 6/27/2013 ​OIG-13-042 Community Development Financial Institutions Fund Implemented Corrective Actions to Address Contract and Personnel Management Deficiencies
BEP​ 6/18/2013​ OIG-13-041 CONTRACT AUDIT: Crane & Co.’s Price Proposal in Response to Solicitation No. BEP-11-004. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400. ​
DO​ 5/30/2013 ​OIG-13-040 Treasury Needs Written Policies and Procedures for Its Oversight of the Housing Finance Agency Initiative
DO​ 5/29/2013 ​OIG-13-039 Audit of the Office of D.C. Pensions’ Treasury Reconciliation Report for the Period October 1, 1997 through December 31, 2007
RESTORE 4/17/2013 ​OIG-13-038 RESTORE ACT: Treasury Missed Its Statutory Deadline for Establishing Procedures
OCC​ 4/9/2013 OIG-13-037 SAFETY AND SOUNDNESS: OCC Identification of Emerging Risks​
FinCEN​ 3/28/2013 ​OIG-13-036 TERRORIST FINANCING/MONEY LAUNDERING: FinCEN’s BSA IT Modernization Program Met Milestones with Schedule Extensions
OTS​ 3/27/2013 OIG-13-035 Status of the Transfer of Office of Thrift Supervision Functions​
DO​ 3/15/2013 ​OIG-13-034 The Department of the Treasury Was Not in Compliance With the Improper Payments Elimination and Recovery Act for Fiscal Year 2012
OCC​ 3/8/2013 ​OIG-13-033 SAFETY AND SOUNDNESS: Failed Bank Review of Citizens First National Bank, Princeton, Illinois
FinCEN​ 2/12/2013 ​OIG-13-032 Audit of the Financial Crimes Enforcement Network’s Fiscal Years 2012 and 2011 Financial Statements
DO​ 1/4/2013 ​OIG-13-031 Audit of the Department of the Treasury’s Schedule of United States Gold Reserves Held by Federal Reserve Banks as of September 30, 2012
DO​ 1/3/2013 ​OIG-13-030 Treasury Implemented the Mortgage Backed Securities Purchase Program Consistent With Its Authorities, But Needs to Improve Oversight of Financial Agents
OCC​ ​12/20/2012 ​OIG-13-029 Management Report for the Audit of the Office of the Comptroller of the Currency’s Fiscal Year 2012 and 2011 Financial Statements. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
OCC​ 12/20/2012 ​OIG-13-028 SAFETY AND SOUNDNESS: Failed Bank Review of Second Federal Savings and Loan Association of Chicago
OCC​ 12/19/2012 ​OIG-13-027 Audit of the Office of the Comptroller of the Currency’s Fiscal Years 2012 and 2011 Financial Statements
TTB​ 12/18/2012 OIG-13-026 Audit of the Alcohol and Tobacco Tax and Trade Bureau’s Fiscal Years 2012 and 2011 Financial Statements​
BEP​ 12/17/2012 ​OIG-13-025 Management Letter for the Audit of the Bureau of Engraving and Printing’s Fiscal Years 2012 and 2011 Financial Statements
BEP​ 12/17/2012 ​OIG-13-024 Audit of the Bureau of Engraving and Printing’s Fiscal Years 2012 and 2011 Financial Statements
​DO ​12/12/2012 ​OIG-13-021, KPMG, LLP, the auditor under contract having performed the audits of the Office of D.C. Pension's (ODCP) consolidated financial statements as of and for the fiscal years ended 2010, 2011, 2012, and 2013 has withdrawn its opinions on those respective consoilidated financial statements as a result of subsequent discovery of material errors. Accordingly, the previously issued independent auditors' reports on the 2010, 2011, 2012, and 2013 consolidated financial statements dated December 6, 2010, December 5, 2011, December, 12, 2012 and June 2, 2014 have been removed from the OIG website. If you have any questions regarding the auditors' reports, contact OIG Office of Audit at (202) 927-5400.
DO 12/10/2012 OIG-13-023 Management Letter for the Audit of the Department of the Treasury’s Fiscal Years 2012 and 2011 Financial Statements​
DO 12/10/2012 OIG-13-022 Management Letter for the Audit of the Office of D.C. Pensions’ Fiscal Years 2012 and 2011 Financial Statements​
DO​ 12/10/2012​

OIG-13-021 KPMG LLC, the auditor under contract having performed the audits of the Office of D.C. Pension’s (ODCP) consolidated financial statements as of and for the years ended 2010, 2011, and 2012, has withdrawn its opinions on those respective consolidated financial statements. Accordingly, we have removed the auditors’ reports from the OIG website.

On May 28, 2014, KPMG LLC issued an unmodified opinion on ODCP’s consolidated financial statements as of and for the fiscal year ended September 30, 2013 and 2012 (OIG-14-037; issued June 2, 2014). In its report on these consolidated financial statements, KPMG LLP stated, as an emphasis of matter: “As discussed in Notes 1p and 11 to the consolidated financial statements, the 2012 consolidated financial statements have been restated to correct a material misstatement. As a result, our previously issued independent auditors' reports on the 2010, 2011 and 2012 consolidated financial statements dated December 6, 2010, December 5, 2011, and December 12, 2012, have been withdrawn.  Our opinion is not modified with respect to this matter.”
If you have any questions regarding the auditors’ reports, contact OIG Office of Audit at (202) 927-5400.​

DO​ 12/7/2012 OIG-13-020 Audit of the Department of the Treasury Forfeiture Fund’s Fiscal Years 2012 and 2011 Financial Statements
ESF​ 12/5/2012 OIG-13-019 Audit of the Exchange Stabilization Fund’s Fiscal Years 2012 and 2011 Financial Statements​
Mint​ 12/5/2012 OIG-13-018 Audit of the United States Mint’s Fiscal Years 2012 and 2011 Financial Statements​
FMS​ 12/3/2012​ OIG-13-017 Management Report for the Audit of the Financial Management Service’s Fiscal Years 2012 and 2011 Schedules of Non-Entity Assets, Non-Entity Costs and Custodial Revenue. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
FMS​ ​11/26/2012 OIG-13-016 Management Report for the Audit of the Financial Management Service’s Fiscal Years 2012 and 2011 Schedules of Non-Entity Government-wide Cash. If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
​DO 11/16/2012 OIG-13-015 Audit of the Department of the Treasury's Special-Purpose Financial Statements for Fiscal Years 2012 and 2011​
FMS​ 11/16/2012 OIG-13-014 Audit of the Financial Management Service’s Fiscal Years 2012 and 2011 Schedules of Non-Entity Government-Wide Cash​
FMS​ 11/16/2012 OIG-13-013 Audit of the Financial Management Service’s Fiscal Years 2012 and 2011 Schedules of Non-Entity Assets, Non-Entity Costs and Custodial Revenue​
DO​ 11/15/2012 OIG-13-012 Audit of the Department of the Treasury’s Fiscal Years 2012 and 2011 Financial Statements​
CDFI​ 11/13/2012 ​OIG-13-011 Management Letter for the Audit of the Community Development Financial Institutions Fund's Fiscal Years 2012 and 2011 Financial Statements
CDFI​ 11/13/2012 OIG-13-010 Audit of the Community Development Financial Institutions Fund's Fiscal Years 2012 and 2011 Financial Statements​
FFB​ 11/13/2012 ​OIG-13-009 Management Letter for the Audit of the Federal Financing Bank's Fiscal Years 2012 and 2011 Financial Statements​
FFB​ 11/13/2012 OIG-13-008 Audit of the Federal Financing Bank's Fiscal Years 2012 and 2011 Financial Statements​
DO​ 11/9/2012 OIG-13-007 INFORMATION TECHNOLOGY: The Department of the Treasury Federal Information Security Management Act Fiscal Year 2012 Performance Audit
DO​ 11/7/2012​ OIG-13-006 INFORMATION TECHNOLOGY: The Department of the Treasury Federal Information Security Management Act Fiscal Year 2012 Performance Audit for Collateral National Security Systems. ​If you would like a copy of this report, please contact the OIG Office of Audit at (202) 927-5400.​
Mint​ 11/7/2012 ​OIG-13-005 Audit of the United States Mint’s Schedule of Custodial Deep Storage Gold and Silver Reserves as of September 30, 2012 and 2011
BPD​ 11/6/2012 ​OIG-13-004 Report on the Bureau of Public Debt Trust Fund Management Branch Schedules for Selected Trust Funds as of and for the Year Ended September 30, 2012
OCC​ 10/15/2012 ​OIG-13-003 SAFETY AND SOUNDNESS: Failed Bank Review of Alabama Trust Bank, National Association, Sylacauga, Alabama
OCC​ 10/11/2012 ​OIG-13-002 SAFETY AND SOUNDNESS: Failed Bank Review of Palm Desert National Bank
OCC​ 10/3/2012 OIG-13-001 SAFETY AND SOUNDNESS: Failed Bank Review of Inter Savings Bank, FSB, Maple Grove, Minnesota

 

 

Last Updated: 7/28/2015 1:52 PM
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