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Richard Ketchum, Chairman and CEO, the Financial Industry Regulatory Authority (FINRA)


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Richard Ketchum is the Chairman and CEO of the Financial Industry Regulatory Authority (FINRA).  Prior to joining FINRA, he was CEO of NYSE Regulation, Chief Regulatory Officer of the New York Stock Exchange and General Counsel of the Corporate and Investment Bank of Citigroup, Inc.  Previously, he spent 12 years at the National Association of Securities Dealers and The NASDAQ Stock Market, Inc., where he served as president of both organizations. He also worked at the Securities and Exchange Commission for 14 years, with eight of those years as Director of the Division of Market Regulation.  He currently sits on the Board of Directors of Appleseed, a non-profit network of 16 public interest justice centers in the United States and Mexico.



Last Updated: October 13, 2010

Last Updated: 12/2/2010 7:33 PM